SEC Filing | Analog Devices

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Henderson Gregory N.

(Last)

(First)

(Middle)

PO BOX 9106

ONE TECHNOLOGY WAY

(Street)

NORWOOD

02062

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/15/2017

3. Issuer Name and Ticker or Trading Symbol
ANALOG DEVICES INC [ ADI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Atmtve, Comm, ArSpc & Def

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Comm Stock - $.16-2/3 value	5,543	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Non-Qualified Stock Option (right to buy)	03/11/2016⁽¹⁾	03/11/2025	Comm Stock - $.16-2/3 value	9,740	57.29	D
Non-Qualified Stock Option (right to buy)	03/09/2017⁽²⁾	03/09/2026	Comm Stock - $.16-2/3 value	7,639	54.93	D
Non-Qualified Stock Option (right to buy)	03/08/2018⁽³⁾	03/08/2027	Comm Stock - $.16-2/3 value	5,865	83.48	D
Restricted Stock Unit (RSU)	08/15/2017⁽⁴⁾	⁽⁴⁾	Comm Stock - $.16-2/3 value	1,315	0.0	D
Restricted Stock Unit (RSU)	10/03/2017⁽⁵⁾	⁽⁵⁾	Comm Stock - $.16-2/3 value	1,824	0.0	D
Restricted Stock Unit (RSU)	03/03/2018⁽⁶⁾	⁽⁶⁾	Comm Stock - $.16-2/3 value	1,052	0.0	D
Restricted Stock Unit (RSU)	03/11/2018⁽⁷⁾	⁽⁷⁾	Comm Stock - $.16-2/3 value	1,880	0.0	D
Restricted Stock Unit (RSU)	03/09/2019⁽⁸⁾	⁽⁸⁾	Comm Stock - $.16-2/3 value	1,968	0.0	D
Restricted Stock Unit (RSU)	03/08/2020⁽⁹⁾	⁽⁹⁾	Comm Stock - $.16-2/3 value	1,284	0.0	D

Explanation of Responses:

1. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.

2. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

3. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.

4. The Restricted Stock Units granted to the reporting person on August 15, 2014 (the "Original Grant Date") vest 100% on August 15, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

5. The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest 100% on October 3, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

6. The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest 100% on March 3, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

7. The Restricted Stock Units granted to the reporting person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

8. The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

9. The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Remarks:

	/s/ Gregory N. Henderson	06/19/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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