SEC FORM 3/A SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Cotter Martin

(Last) (First) (Middle)
PO BOX 9106
ONE TECHNOLOGY WAY

(Street)
NORWOOD MA 02062-9106

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/19/2016
3. Issuer Name and Ticker or Trading Symbol
ANALOG DEVICES INC [ ADI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, WW Sales & Dig MKTG
5. If Amendment, Date of Original Filed (Month/Day/Year)
09/27/2016
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Comm Stock - $.16-2/3 value 64 D
Comm Stock - $.16-2/3 value 381(1) I in Analog Ireland Success Sharing Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 01/04/2008(2) 01/04/2017 Comm Stock - $.16-2/3 value 10,000 33.41 D
Non-Qualified Stock Option (right to buy) 01/05/2010(3) 01/05/2019 Comm Stock - $.16-2/3 value 2,800 19.57 D
Non-Qualified Stock Option (right to buy) 01/05/2011(4) 01/05/2020 Comm Stock - $.16-2/3 value 8,000 31.62 D
Non-Qualified Stock Option (right to buy) 01/04/2012(5) 01/04/2021 Comm Stock - $.16-2/3 value 9,330 37.52 D
Non-Qualified Stock Option (right to buy) 03/15/2013(6) 03/15/2022 Comm Stock - $.16-2/3 value 18,380 39.79 D
Non-Qualified Stock Option (right to buy) 03/12/2014(7) 03/12/2023 Comm Stock - $.16-2/3 value 17,720 46.48 D
Non-Qualified Stock Option (right to buy) 03/12/2015(8) 03/12/2024 Comm Stock - $.16-2/3 value 14,490 51.73 D
Non-Qualified Stock Option (right to buy) 03/11/2016(9) 03/11/2025 Comm Stock - $.16-2/3 value 10,750 57.29 D
Non-Qualified Stock Option (right to buy) 03/09/2017(10) 03/09/2026 Comm Stock - $.16-2/3 value 8,687 54.93 D
Restricted Stock Unit (RSU) 03/12/2017(11) (11) Comm Stock - $.16-2/3 value 2,770 0.0 D
Restricted Stock Unit (RSU) 03/11/2018(12) (12) Comm Stock - $.16-2/3 value 2,075 0.0 D
Restricted Stock Unit (RSU) 03/09/2019(13) (13) Comm Stock - $.16-2/3 value 2,238 0.0 D
Explanation of Responses:
1. These shares were inadvertently omitted from the reporting person's Form 3, filed on September 27, 2016.
2. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2007.
3. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.
4. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2010.
5. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
6. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
7. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
8. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
9. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
10. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.
11. The Restricted Stock Units granted to the reporting person on March 12, 2014 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU will automatically convert into one (1) share of common stock of the Company.
12. The Restricted Stock Units granted to the reporting person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU will automatically convert into one (1) share of common stock of the Company.
13. The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU will automatically convert into one (1) share of common stock of the Company.
Remarks:
Cynthia M. McMakin, Associate General Counsel, by Power of Attorney 11/16/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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